Securities Compliance Sentinel


Website | RSS | Twitter

"The highly regulated securities and financial industry has a host of complex problems—and financial institutions often find themselves on the receiving end of audits, investigations and other compliance issues. Join our securities attorneys in their exploration of this increasingly complex area."

Author: Joshua Horn is a partner and Amit Shah is an associate at Fox Rothschild in Philadelphia.

Related Categories: Securities Law | Associate | Partner

Recent Posts from Securities Compliance Sentinel