Latest Securities Law Posts
- SEC Targets Mortgage-Fraud Fighter Lawyer in Criminal and Civil Cases re Corporate Counsel Role
Dec 20, 2011, 07:12 pm CDT
- Is Onetime Texas Billionaire Faking Memory Loss to Avoid Trial in $7B Alleged Fraud?
Dec 20, 2011, 02:12 pm CDT
- SEC Sues Former Fannie and Freddie Officials over Subprime Loan Disclosures
Dec 16, 2011, 12:14 pm CDT
- SEC Appeals Judge’s Rejection of Citigroup Deal, Cites Investor Interest in Immediate Benefit
Dec 16, 2011, 11:06 am CDT
- Lawyer for Hedge Fund Manager Objects to ‘Obnoxious, Deliberate Use’ of Nickname in Depo
Dec 15, 2011, 10:22 am CDT
- Associate Who Worked at Four BigLaw Firms Pleads Guilty to Insider Trading
Dec 15, 2011, 08:01 am CDT
- 3 of 4 Americans Would Blow Whistle on Wrongdoing, Law Firm’s Survey Finds
Dec 13, 2011, 06:33 pm CDT
- SEC Sues SIPC, Seeks to Force Industry Insurer to Ante Up for R. Allen Stanford Customer Losses
Dec 13, 2011, 10:51 am CDT
- SEC Also Looks at General Counsel in Civil Investigation of Hedge Fund
Dec 12, 2011, 10:14 am CDT
- SEC Says DC Lawyer Helped Bilk Investors of $2M, Spent on Jimmy Choos, Bahamas Trip
Dec 6, 2011, 06:57 pm CDT
- SEC Inspector General Roots Out Worker Infractions; Airline Subpoenaed in Sick Leave Probe
Dec 5, 2011, 09:51 am CDT
- Former BigLaw Lawyer Sentenced to Six Months in Prison for Insider Trading
Dec 1, 2011, 11:02 am CDT
- Judge Rakoff Rejects Citigroup Deal; Ruling Could Cause ‘Chaos’ in SEC Enforcement
Nov 28, 2011, 01:45 pm CDT
- Around the Blawgosphere: BigLaw, Small-Firm Symbiosis; Living Wills for the Living Dead?
Nov 18, 2011, 09:49 am CDT
- Ex-Employees File WARN Claims Against MF Global, Hope for Priority in Bankruptcy Court
Nov 14, 2011, 08:18 pm CDT
- Counseling Memos, Pay Cuts, Suspensions, Demotions for 8 SEC Workers Who Missed Monster Madoff Fraud
Nov 11, 2011, 03:33 pm CDT
- Hedge Fund Co-Founder Rajaratnam Told to Pay Record $92.8M SEC Fine Within 14 Days
Nov 8, 2011, 06:58 pm CDT
- Lawyer Accused of Operating Ponzi Scheme in Suit by NJ Attorney General
Nov 7, 2011, 09:13 am CDT
- Texas Broker Gets 17-Year Sentence in Fraud Scheme
Nov 4, 2011, 05:52 pm CDT
- DOJ Has No Plan to Investigate Former SEC Gen’l Counsel David M. Becker, His Lawyer Says
Nov 4, 2011, 01:17 pm CDT
- Helping Corp Sell Stock in Electricity Device Made From Used Swing Set Put Ex-GC on SEC Hot Seat
Nov 3, 2011, 04:41 pm CDT
- Ex-Nixon Peabody Lawyer Gets Probation in SEC False-Information Case
Nov 3, 2011, 03:46 pm CDT
- 5 Lawyers, Ex-Crime Boss Son Among 13 Indicted in Alleged Lender Takeover by Racketeer Enterprise
Nov 1, 2011, 04:28 pm CDT
- Securities Lawyers Outside SEC are Casting a Wary Eye at New Inspector Gen’l, H. David Kotz
Oct 28, 2011, 05:47 pm CDT
- Is It Insider Trading if Tips Don’t Result in Payoff? Reported Gupta Charges Will Test Theory
Oct 26, 2011, 06:35 am CDT
- Citigroup to Pay $285M to Settle SEC Allegations It Bet Against Its Own Clients on Mortgage CDO
Oct 20, 2011, 07:21 am CDT
- With Gloria Allred at Her Side, Lawyer Denounces AG’s Response to Dominatrix Story
Oct 18, 2011, 06:35 am CDT
- Red-Flagging China: Regulators Eye Chinese Companies Using Reverse Mergers to Enter US
Oct 1, 2011, 03:40 am CDT
- SEC Inspector General Hits $120K in Payments to Law Prof Heading ‘Office of Smart People’
Sep 26, 2011, 12:35 pm CDT
- Former SEC General Counsel Defends His Madoff Work amid Conflict Questions
Sep 23, 2011, 12:16 pm CDT
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