Latest Securities Law Posts
- Oops. Six Years into Securities Suit, Lawyers Learn Lead Plaintiff Didn’t Own Shares
Sep 23, 2011, 07:16 am CDT
- DOJ to Mull Possible Criminal Probe of Former SEC General Counsel’s Role in Madoff Liquidation
Sep 20, 2011, 05:34 pm CDT
- 2 High-Level SEC Veterans Move to BigLaw Jobs, Where They Will Help Clients Comply with Dodd-Frank
Sep 19, 2011, 12:14 pm CDT
- ‘Notoriously Cranky’ Lawyers Stay Content in Jobs at DOJ, But Not at SEC
Sep 16, 2011, 06:31 am CDT
- SEC Officials Hire Lawyers Amid Ethics Scrutiny
Sep 15, 2011, 09:05 am CDT
- Rajaratnam Calls Requested 20 Years ‘Grotesquely Severe,’ Says Insider Trading Definition Not Clear
Sep 12, 2011, 12:47 pm CDT
- Citing $350K Bling, NY Judge Gives Ohio Lawyer 7 to 21 Years in $110M ‘Pump and Dump’
Sep 9, 2011, 02:45 pm CDT
- US Readies Suit Against Big Banks over Bad Bundled Mortgages
Sep 2, 2011, 06:22 am CDT
- Goldman CEO Hires Steptoe Lawyer Known for Representing Corporate Chieftains
Aug 23, 2011, 06:27 am CDT
- Lawyer Paid $32K for M&A Tips Gets 3 Years for Conduit Role in High-Profile Insider-Trading Scheme
Aug 19, 2011, 01:23 pm CDT
- Justice Department Is Reportedly Investigating Standard & Poor’s Mortgage Ratings
Aug 18, 2011, 12:08 pm CDT
- SEC Illegally Destroyed Madoff Documents, Other Records, Agency Lawyer Alleges
Aug 18, 2011, 06:45 am CDT
- 2nd Cir. Backs Madoff Trustee: Victims of $20B Swindle May Get Principal Back, But Not Fake Profit
Aug 16, 2011, 03:07 pm CDT
- Stock Market Plunge Is Bad News for M&A Lawyers, Since Deals Are Likely to Slow Down
Aug 9, 2011, 05:48 am CDT
- AIG Sues BofA over Mortgage-Backed Securities, Alleging “Massive Fraud”
Aug 8, 2011, 02:38 pm CDT
- Attorney Married to Hef’s Daughter to Pay $168K to Settle SEC Insider-Trading Case re Playboy Stock
Aug 3, 2011, 02:34 pm CDT
- Business Groups Consider More Legal Challenges to Dodd-Frank Financial Overhaul
Aug 1, 2011, 06:00 am CDT
- Motion: Kasowitz Troops Posed as Sham Hedge Fund Execs to Contact Represented Man
Jul 21, 2011, 03:00 pm CDT
- Lawyer Convicted in $100M Pump-and-Dump Scheme; Two Law Firms Face Civil Suits
Jul 20, 2011, 09:01 am CDT
- US Wiretapped 104 Callers to Primary Global’s Conference Lines
Jul 13, 2011, 12:12 pm CDT
- M&A Class Actions Jump 847% in 2 Years; ‘Fee Hungry’ Law Firms Blamed
Jul 13, 2011, 08:48 am CDT
- Former Ropes & Gray Lawyer gets 30 Months for Insider Trading
Jun 30, 2011, 04:04 pm CDT
- Small Houston Firm Stands to Get $85M if BofA Settlement Is Approved
Jun 30, 2011, 11:18 am CDT
- Bank of America Agrees to $8.5B Settlement, a Record for a Financial Services Firm
Jun 29, 2011, 06:17 am CDT
- JPMorgan Chase Pays $153M to Settle SEC Suit Claiming Investor Losses Benefited Hedge Fund
Jun 22, 2011, 07:03 am CDT
- Thousands Who Lost Money on CDs from Stanford’s Offshore Bank Are Likely to Be Repaid by SIPC
Jun 15, 2011, 04:58 pm CDT
- Milbank Corporate & Securities Leader Takes Team to Dewey, Where He Will Head Latin America Practice
Jun 14, 2011, 02:32 pm CDT
- Disbarred Ex-BigLaw Associate Wins Pro Se Appeal of $600K Fine in Insider-Trading Case
Jun 13, 2011, 03:07 pm CDT
- Lawyer Who Took Plea Delivers on Stand, Helps Convict Goffer, 2 Others in Insider-Trading Case
Jun 13, 2011, 01:00 pm CDT
- Supreme Court Considers the Word ‘Make,’ Shields Mutual Fund Company from Suit
Jun 13, 2011, 10:33 am CDT
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