Securities Law
- SEC Set to Warn Banks of Impending Suits over Bundled Subprime Mortgages
Feb 9, 2012, 07:00 am CST
- Fenwick and Simpson Thacher Leading Facebook IPO Charge
Feb 2, 2012, 08:37 am CST
- Whistle-Blower Tips Pour in After Dodd-Frank Act Goes into Effect
Feb 1, 2012, 04:20 am CST
- Suit by Illinois AG Claims Credit Rating Agency Ignored Risks of Bundled Mortgages
Jan 26, 2012, 08:26 am CST
- Stanford Lawyers to Blame Feds, Economy for Investors’ $7B Loss at Fraud Trial Beginning in Texas
Jan 23, 2012, 01:18 pm CST
- Federal Judge Says Allen Stanford Lawyers Can’t Quit, Must Defend Him in Upcoming $7B Fraud Trial
Jan 13, 2012, 04:46 pm CST
- Latest Lawyers for Billionaire Allen Stanford Want to Call It Quits; $7B Fraud Trial Is Days Away
Jan 12, 2012, 12:22 pm CST
- Report: Ex-SEC Enforcement Leader, Now a BigLaw Partner, Will Pay $50K re Work for Accused Swindler
Jan 10, 2012, 06:26 pm CST
- 2nd Circuit Axes Refco Lawyer’s Conviction in $2.4B Fraud Case, Says Judge Erred re Juror Note
Jan 9, 2012, 02:21 pm CST
- SEC Won’t Allow Some Civil Defendants to Settle Without Admitting the Allegations
Jan 9, 2012, 10:24 am CST
- Stanford Investors Sue Proskauer, Chadbourne and Ex-Partner Sjoblom in Texas State Court
Jan 5, 2012, 11:45 am CST
- SEC Targets Mortgage-Fraud Fighter Lawyer in Criminal and Civil Cases re Corporate Counsel Role
Dec 20, 2011, 06:12 pm CST
- Is Onetime Texas Billionaire Faking Memory Loss to Avoid Trial in $7B Alleged Fraud?
Dec 20, 2011, 01:12 pm CST
- SEC Sues Former Fannie and Freddie Officials over Subprime Loan Disclosures
Dec 16, 2011, 11:14 am CST
- SEC Appeals Judge’s Rejection of Citigroup Deal, Cites Investor Interest in Immediate Benefit
Dec 16, 2011, 10:06 am CST
- Lawyer for Hedge Fund Manager Objects to ‘Obnoxious, Deliberate Use’ of Nickname in Depo
Dec 15, 2011, 09:22 am CST
- Associate Who Worked at Four BigLaw Firms Pleads Guilty to Insider Trading
Dec 15, 2011, 07:01 am CST
- 3 of 4 Americans Would Blow Whistle on Wrongdoing, Law Firm’s Survey Finds
Dec 13, 2011, 05:33 pm CST
- SEC Sues SIPC, Seeks to Force Industry Insurer to Ante Up for R. Allen Stanford Customer Losses
Dec 13, 2011, 09:51 am CST
- SEC Also Looks at General Counsel in Civil Investigation of Hedge Fund
Dec 12, 2011, 09:14 am CST
- SEC Says DC Lawyer Helped Bilk Investors of $2M, Spent on Jimmy Choos, Bahamas Trip
Dec 6, 2011, 05:57 pm CST
- SEC Inspector General Roots Out Worker Infractions; Airline Subpoenaed in Sick Leave Probe
Dec 5, 2011, 08:51 am CST
- Former BigLaw Lawyer Sentenced to Six Months in Prison for Insider Trading
Dec 1, 2011, 10:02 am CST
- Judge Rakoff Rejects Citigroup Deal; Ruling Could Cause ‘Chaos’ in SEC Enforcement
Nov 28, 2011, 12:45 pm CST
- Around the Blawgosphere: BigLaw, Small-Firm Symbiosis; Living Wills for the Living Dead?
Nov 18, 2011, 08:49 am CST
- Ex-Employees File WARN Claims Against MF Global, Hope for Priority in Bankruptcy Court
Nov 14, 2011, 07:18 pm CST
- Counseling Memos, Pay Cuts, Suspensions, Demotions for 8 SEC Workers Who Missed Monster Madoff Fraud
Nov 11, 2011, 02:33 pm CST
- Hedge Fund Co-Founder Rajaratnam Told to Pay Record $92.8M SEC Fine Within 14 Days
Nov 8, 2011, 05:58 pm CST
- Lawyer Accused of Operating Ponzi Scheme in Suit by NJ Attorney General
Nov 7, 2011, 08:13 am CST
- Texas Broker Gets 17-Year Sentence in Fraud Scheme
Nov 4, 2011, 04:52 pm CST
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