ABA Journal

Securities Law

1363 ABA Journal Securities Law articles.

Suit Proceeds Against NYSE and its CEO

A New York judge has refused to dismiss a lawsuit against the New York Stock Exchange and its CEO.

Justice Charles E. Ramos ruled the suit can proceed against CEO…

Big Settlement Exports U.S.-Style Litigation

In a legal milestone that could portend big bucks for plaintiff lawyers in future cases – and a steady stream of defense fees for those on the other side of…

Supporting Actor Role

SEC Wants a Larger Cast of Characters in Securities Fraud Suits

Back in Business

After Enron and Sarbanes-Oxley, an Aggressive SEC Cracked Down. But a Favorable Political Environment Finds Corporations Battling Back.

More than Just Peanuts

High Court’s Pesticide, Stock Market Cases Test Whether Federal Regulations Bar Suits

As Worldcom Turns, Cases Pile Up

A Growing Number of Securities Lawsuits Invite More Parallel Proceeding

A Tell-All Approach

Opening Corporate Investigations Fosters Credibility With the Feds