Federal Civil Enforcement

3 ABA Journal Federal Civil Enforcement articles.

Supreme Court rules disgorgement, with limits, is allowed in SEC civil actions
The U.S. Supreme Court ruled 8-1 Monday that the U.S. Securities and Exchange Commission may seek disgorgement—with some limits—in civil enforcement cases.
How to become a federal criminal: It’s easier than you may think

In this episode of the Modern Law Library, lawyer Mike Chase talks with the ABA Journal’s Lee Rawles about crimes like impersonating a mailman, importing pregnant polar bears, selling mail-order dentures, and letting your falcon be filmed for a movie.

SCOTUS says investment banker can be liable for false email drafted by boss

The U.S. Supreme Court ruled Wednesday that an investment banking director can be liable for emailing alleged false statements to prospective investors, even though he sent the emails at the…